Wealth Management

We coordinate the areas of Financial Planning and Asset Management into a single solution. We view the two as inseparable components of a successful financial life, and are committed to helping you simplify, strengthen and grow your wealth.

Drafting and implementation of a comprehensive financial plan.
Consultation regarding estate planning issues.
Cash flow strategies.
Philanthropic and multigenerational planning.
Review and recommendations of personal and investment mortgages, debt refinancing, and loan alternatives.
Insurance needs analysis for life, disability, and long term care protection; recommendations on types of policies, and appropriate coverage.
Analysis of property and casualty coverage.
Concentrated positions and related strategies.
Analysis of current holdings; establishment of appropriate accounts and related asset transfers.
Monitoring and management of investment vehicles selected for implementation.
Active tax and cost efficient investment portfolio management.
Consultation regarding employer benefits.
Employee stock option analysis, valuations, and implementation of exercising strategy.
Recommendations regarding investment options available in your employer sponsored retirement plan (e.g. 401k, 403B, 457, SIMPLE or SEP plan).
As requested, provision of preliminary tax information (e.g., realized and unrealized gains, taxable interest and dividends) for tax planning.
Consultation regarding insurance, tax, investment, estate, and retirement planning strategies with other professionals that serve our clients.

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This site is only intended for clients and interested investors residing in states and countries in which Ball & Company, Inc. is qualified to conduct investment advisory services. Ball & Company, Inc. is an SEC registered investment adviser located in Thousand Oaks, CA. Ball & Company, Inc. may only transact business in those states or countries in which it is registered, or qualifies for an exemption or exclusion from registration requirements. For non-clients of the firm, Ball & Company, Inc.'s website is limited to the dissemination of general information pertaining to its investment advisory services. Please contact Ball & Company, Inc. at 805-376-2779 to find out if we may conduct advisory business in the state or country where you reside. Accordingly, Ball & Company, Inc. does not, and will not, effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, through this website. Any subsequent, direct communication with a prospective client shall be conducted by a Ball & Company, Inc. representative who is either registered or qualifies for an exemption or exclusion from registration in the state or country where the prospective client resides.

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