Ball & Company is an SEC registered fee-only Wealth Management firm. We are accredited by the CFP Board and have a fiduciary responsibility to act in our clients' best interest. We do not accept any form of compensation based on product sales. We are completely transparent and fully disclose any and all fees prior to engagement. We don't sell anything, nor do we collect commissions from anyone, which means our only incentive is to provide you with superior service and unbiased advice.
Initial Plan Construction starting at$3,500
For qualifying portfolios, this fee is credited back and applied towards the asset management fee. Annual plan updates are at no additional charge for qualifying portfolios, as they are included as part of the asset management fee.
Quarterly fee based on the percentage of assets under management (minimum $1,000,000)
$9,000,000 - $9,999,9990.125%
$8,000,000 - $8,999,9990.138%
$7,000,000 - $7,999,9990.150%
$6,000,000 - $6,999,9990.163%
$5,000,000 - $5,999,9990.175%
$4,000,000 - $4,999,9990.188%
$3,000,000 - $3,999,9990.200%
$2,000,000 - $2,999,9990.213%
$1,000,000 - $1,999,9990.225%
To qualify, one must maintain a minimum balance of $1 million in assets under management.
This site is only intended for clients and interested investors residing in states and countries in which Ball & Company, Inc. is qualified to conduct investment advisory services. Ball & Company, Inc. is an SEC registered investment adviser located in Thousand Oaks, CA. Ball & Company, Inc. may only transact business in those states or countries in which it is registered, or qualifies for an exemption or exclusion from registration requirements. For non-clients of the firm, Ball & Company, Inc.'s website is limited to the dissemination of general information pertaining to its investment advisory services. Please contact Ball & Company, Inc. at 805-376-2779 to find out if we may conduct advisory business in the state or country where you reside. Accordingly, Ball & Company, Inc. does not, and will not, effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, through this website. Any subsequent, direct communication with a prospective client shall be conducted by a Ball & Company, Inc. representative who is either registered or qualifies for an exemption or exclusion from registration in the state or country where the prospective client resides.